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Cap Rate Explained: Complete Guide

Understanding capitalization rate for rental property investment analysis

What is Cap Rate?

Capitalization rate (cap rate) is one of the most important metrics in real estate investing. It measures the potential return on investment (ROI) of a rental property based on the income it generates relative to its purchase price.

Simple Definition

Cap rate shows you what percentage return you can expect from a property based on its current income, without considering financing costs.

The Cap Rate Formula

Cap Rate = (Net Operating Income / Property Purchase Price) × 100
or simply:
Cap Rate = NOI ÷ Purchase Price

Understanding the Components:

Net Operating Income (NOI)

Annual rental income minus all operating expenses (property taxes, insurance, maintenance, property management, HOA fees, etc.). Does NOT include mortgage payments.

Property Purchase Price

The total cost to acquire the property. Some investors use current market value instead of purchase price when evaluating existing holdings.

Real-World Example

Sample Property Analysis:

Purchase Price:$400,000
Monthly Rent:$2,500
Annual Gross Income:$30,000
Operating Expenses/Year:-$9,000
Net Operating Income (NOI):$21,000

Calculation:

Cap Rate = $21,000 ÷ $400,000 = 0.0525

Cap Rate = 5.25%

What's a Good Cap Rate?

There's no universal "good" cap rate—it depends on location, property type, market conditions, and your investment strategy. However, here are general guidelines:

4-6%

Lower Cap Rate

Typically in prime locations with strong appreciation potential. Lower returns but more stable, less risky markets.

7-10%

Average Cap Rate

Balanced markets with moderate risk and return. Most investors target this range for rental properties.

10%+

Higher Cap Rate

Often in emerging or higher-risk markets. Higher returns but may come with increased vacancy, maintenance, or market volatility.

Important Context:

  • Major cities (NYC, SF, LA) often have lower cap rates (4-6%)
  • Midwest and secondary markets typically have higher cap rates (8-12%)
  • Class A properties usually have lower cap rates than Class C

Limitations of Cap Rate

While cap rate is valuable, it has limitations you should understand:

Doesn't Consider Financing

Cap rate doesn't account for mortgage payments, interest rates, or leverage effects. Two properties with identical cap rates can have very different cash-on-cash returns.

Ignores Appreciation

Cap rate only measures current income return, not property value appreciation over time.

Assumes Stable Income

Based on current NOI, which may fluctuate with vacancy rates, market rents, and expenses.

No Standard for Operating Expenses

Different sellers may calculate operating expenses differently, making comparisons difficult.

Calculate Cap Rate for Your Property

Use our free calculator to instantly calculate cap rate along with cash flow, ROI, and other essential investment metrics.

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